Capital Markets

Finding new ways to succeed in the face of increased risk and a changing financial landscape requires bold moves into new technology. With the right digital services and advanced analytics tools you can better engage clients, speed decision-making and grab more market share.

Global investment banks, brokerage firms and exchanges rely on Mindtree services and solutions to distribute capital more efficiently and respond to changing market conditions.

Our expertise spans the spectrum of capital market IT operations.

  • Supporting mission-critical infrastructures and applications
  • Integrating products from leading vendors such as Murex and Markit EDM
  • Developing, maintaining and testing commercial off-the shelf and custom applications
  • Simplifying compliance, transparency and risk management
  • Meeting demand for new products

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Expand digital capabilities

 

SERVICES

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  • Investment Banking

    Digitize your investment banking operations

    Mindtree builds smart digital banking solutions for some of the world’s leading financial institutions. We exhaustively research industry and technology advancements to improve solutions and services so you can capitalize on the latest business technology and consumer trends.

    Our superior digital services enhance and support all aspects of front, middle and back office operations.

    • Straight-through processing automation
    • Data warehousing
    • Prime brokerage
    • Custodial services
    • Trade management
    • Clearing and settlement operations
  • Asset & Wealth Management

    Structure new products to attract today’s investors

    Changing investor demographics demand more transparency and control over assets. Mindtree works with leading banks and wealth management firms to develop digital services and solutions that address evolving client needs, risk reduction and compliance.

    Our suite of services enhance and support all aspects of front, middle and back office operations.

    • Business consulting
    • New product development and lifecycle maintenance
    • IT services support
    • Performance testing for key applications such as Cadis, Folio and commercial off-the-shelf products
    • Risk and compliance management
    • Infrastructure management

    Jane Lenton- Head of Business Services and Technology, Hermes

    Jane Lenton- Head of Business Services and Technology, Hermes

    Success Stories

    Built a CADIS CoE and reduced time to market for a UK based large fund manager

  • Governance, Risk Management, Compliance

    Manage compliance, risk management and governance

    Simply put, compliance and risk management are necessary burdens. Mindtree’s advanced GRC services take the pain out of managing risk and compliance across all business lines.

    Our scalable services:

    • Simplify compliance with proven solutions that support FATCA, EMIR, MiFiD, Basel III, KYC, and AML
    • Institute cross-business risk management best practices
    • Incorporate regulatory and compliance reporting into operational processes
    • Avoid penalties for noncompliance with practical mitigation approaches
  • Securities Services

    Manage compliance, risk management and governance

    The global economic meltdown and advancement in technology have significantly changed the way security services operate.

    Mindtree has significant experience in the securities services space. We leverage our global presence, leading technology and deep industry expertise. Our services span several areas in the securities industry, including asset servicing, custody services, compliance and reporting, and fund services.

    Our securities service offerings include:

    • Business Consulting
    • Application Development and Maintenance
    • Independent Testing
    • Infrastructure Management and Tech Support
    • Data Warehousing and Business Intelligence
  • Markit Enterprise Data Management

    Get more from your Markit EDM investment

    The finance industry relies on Markit EDM (formerly Cadis) to manage the acquisition, validation, storage and distribution of data. As a preferred Markit alliance partner, Mindtree quickly and cost-effectively implements Markit EDM solutions. Our certified experts understand end-to-end trade flow from the order management system to the back office.

    Mindtree confidently takes on Master Data Management in every project. Our expertise extends to end-of-day and start-of-day batch runs, all Markit EDM or Cadis plug-ins and integration with data providers such as Bloomberg and Factset.

  • Data Analytics

    Business insights from inside the data avalanche

    Are you leveraging the treasure trove of customer information your business software collects every day? Mindtree’s analytics services capture valuable insights and uncover changing market conditions from big data.

    • Business Intelligence services assess your business landscape and create paths to actions
    • Data warehouse maintenance services reduce risk and facilitate compliance
    • Advanced analytical services extract information that drives customer-centric strategies

    Madhu Reddy, Senior Vice President, Popular Community Bank

    Madhu Reddy, Senior Vice President, Popular Community Bank

    Thought Posts

    Ability to "Speak Data" is critical for competitive advantage!

  • Agile

    Ignite software design with high-octane agile development

    Moving to agile software development has become essential. Mindtree reinvents your business software development environment by creating customer-centric products and accelerating time-to-market.

    Our Agile superstars mentor you through reinvention by helping you:

    • Create organizational buy-in
    • Coach employees to embrace continuous change
    • Facilitate communication, coordination and collaboration
    • Mitigate errors, missteps and risk to meet tight release timelines
  • Cloud

    Gain and retain customers with dynamic cloud portals

    The cloud harnesses the power of information access—from anywhere, at any time, on any device.

    With Mindtree, financial companies create dynamic portals that meet and even anticipate customer convenience demands. Our service tools collect and analyze the kind of customer data that leads to cross-sales and up-sell opportunities. Our cloud services can jump start your digital presence by:

    • Customizing the user experience to target high-value customers
    • Strengthening your brand with unique services and capabilities
    • Leveraging analytics to promote continuous improvement
  • Mobility

    Maximize your mobility

    Mobility is revolutionizing banking and financial services. And Mindtree is leading that transformation. You can rely on our technology and industry expertise to create a “mobile first” roadmap to drive business growth and efficiency. Our scalable services:

    • Create secure, anywhere access to applications and information
    • Shorten decision turnaround times and improve productivity
    • Keep executives abreast of fast-moving market trends
 

Investment Banking

Digitize your investment banking operations. Mindtree builds smart digital banking solutions for some of the world’s leading financial institutions...

 
 

Asset & Wealth Management

Structure new products to attract today’s investors. Changing investor demographics demand more transparency and control over assets...

 
 

GRC

Manage compliance, risk management and governance. Simply put, compliance and risk management are necessary burdens...

 
 

Securities Services

Manage compliance, risk management and governance. The global economic meltdown and advancement in technology...

 
 

Markit EDM

Get more from your Markit EDM investment. The finance industry relies on Markit EDM (formerly Cadis) to manage the acquisition...

 
 

Data Analytics

Business insights from inside the data avalanche. Are you leveraging the treasure trove of customer information your business software...

 
 

Agile

Ignite software design with high-octane agile development. Moving to agile software development has become essential...

 
 

Cloud

Gain and retain customers with dynamic cloud portals. The cloud harnesses the power of information access—from anywhere, at any time...

 
 

Mobility

Maximize your mobility. Mobility is revolutionizing banking and financial services...

 

SOLUTIONS

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  • Foreign Account Tax Compliance Act

    A proven FATCA compliance approach

    If you are a foreign financial services firm doing business in the U.S., you must comply with the FATCA. Mindtree offers solutions and professional services based on industry-standard data models used by the world’s largest financial institutions.

    We assist you with FATCA compliance by:

    • Identifying U.S.-based accounts using specified rules
    • Notifying customers with missing or incomplete data
    • Linking accounts across various business units
    • Generating reports in IRS-specified formats
    • Interacting with regulatory bodies through a secure gateway
  • mAssetView

    A sophisticated analytics tool for fund executives

    High-value fund executives need the best available tools to effectively manage fund assets, track positions and hit performance targets. Mindtree’s mAssetView dashboard is a sophisticated decision support application that consolidates views of market positions, fund performance and risk profiles. The application supports both desktop and mobile devices and can be hosted in the cloud or run on premise.

    The mAssetView dashboard:

    • Displays historical fund data with key performance indicators
    • Handles complex scenarios such as multicurrency reporting
    • Records and analyzes individual securities transactions
    • Supplies chart and report templates for commonly used reports
    • Analyzes fund risk exposure and compliance profiles
  • Murex

    Get more out of your Murex investment

    The capital markets industry relies on Murex software for trading, risk management and processing. Our global team of seasoned consultants quickly and cost-effectively implement Murex products across your front, middle and back office and IT environments.

    As a preferred alliance partner, we offer five specialized core offerings with end-to-end support through the Murex product lifecycle.

    • Performance optimization
    • Business as usual monitoring, infrastructure and application support
    • Reporting services
    • Upgrade services
    • Testing services
  • Financial Advisors Mobility

    A powerful mobile app for on-the-go financial planners

    Boost productivity and improve the worklife of financial advisors and relationship managers with Mindtree’s FA Mobility solution. The interactive, customizable application gives mobile employees access to the critical sales, market and customer data they need to quickly respond to clients and make informed decisions. The solution design complies with Key Investor Information Documents and Foreign Account Tax Compliance Act regulations.

    Jane Lenton Hermes Video

  • AIFMD

    Accelerate AIFMD Compliance

    The Alternative Investment Fund Managers Directive (AIFMD) was created to prevent instability and systemic risk in the European financial system. As a result, European financial organizations must comply with regulations for risk and liquidity requirements, depository requirements and transparency enhancements. To meet these requirements, organizations must overcome both data management and reporting challenges—from gathering data from disparate sources and generating specific AIFMD codes and identifiers to mapping data elements to meet reporting obligations.

    Mindtree works closely with financial organizations to mitigate the transparency challenges with a technology solution that streamlines the AIFMD reporting process. Our reporting solution helps organizations comply with legislation, data management and reporting at lower costs.

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  • GATCA

    Simplify GATCA Compliance

    When the Organization for Economic Cooperation and Development (OECD) released its Global Standards for Automatic Exchange of Financial Information (GATCA), it created several challenges for financial organizations. In addition to the regulation’s complexity and a lack of technology resources, many organizations faced issues integrating internal systems and global standards, identifying regulatory impact on existing accounts, and adhering to stringent implementation timelines.

    Mindtree helps financial institutions across the globe comply with regulatory requirements. Our experts have successfully implemented Foreign Account Tax Compliance Act (FACTA) solutions for many global organizations, and we can leverage our business experience to streamline GATCA compliance.

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  • Legal Entity Identification

    Legal Entity Identification with centralized Data Management

    Managing risk is a primary concern for today’s financial institutions. Legal Entity Identification (LEI) is a cornerstone to the success of key financial regulations like EMIR, Dodd-Frank, BASEL III and others. A an effective LEI solution enables organizations to more effectively measure and manage counterparty exposure, while providing substantial operational efficiencies and customer service improvements to the industry.

    Accurately identifying legal entities depends on the quality of client data sourced from third party vendors.

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FATCA

A proven FATCA compliance approach. If you are a foreign financial services firm doing business in the U.S...

 
 

mAssetView

A sophisticated analytics tool for fund executives. High-value fund executives need the best available tools to effectively...

 
 

Murex

Mindtree helps customers drive business growth and reduce operational costs...

 
 

Financial Advisors Mobility

Mindtree helps customers drive business growth and reduce operational costs...

 
 

AIFMD

The Alternative Investment Fund Managers Directive (AIFMD) was created to prevent instability and systemic risk in the European financial system...

 
 

GATCA

When the Organization for Economic Cooperation and Development (OECD) released its Global Standards for Automatic Exchange of Financial Information (GATCA)...

 
 

Legal Entity Identification

Managing risk is a primary concern for today’s financial institutions. Legal Entity Identification (LEI) is a cornerstone to the success of key financial...