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5 Steps to Simplifying Multiple Trade Regulations Reporting

Trading makes the capital markets run. Don’t let regulations slow you down.

Trading now comes with a growing set of mandatory reporting obligations, whether from Dodd-Frank, EMIR, MiFID, MiFIR, DFA or other regulations.

In association with

You’ll learn

  • Surprising simple ways regain control of operational risk, using a comprehensive trade reporting framework.
  • How you can to stop buying or building expensive, hard to-integrate point solutions each time a new regulation comes out
  • Duration:45 mins
  • GRC Coverage:All Geographies. All Asset Classes.
    All Trade Reporting Regulations.
  • Date:Jan 21, 2016 at 11:00 am ET/3:00pm GMT


About Speakers

Mindtree webinar subhasis bandyopadhyay

Subhasis Bandyopadhyay

Global BFS Practice and Packages Head

Subhasis heads the BFS Practice and Package solutions in Mindtree and brings about 22+ years in global Banking & Capital Market and IT experience with strong customer management exposure. He is instrumental in setting up GRC (Governance Risk and Compliance) practice within BFSI vertical and built up solutions in Dodd Frank. EMIR, FATCA, Basel III, MiFid II and AIFMD and engaged in offering services as strategic and process consulting.

Anthony Bria

Anothony Bria

Director- GRC Solutions

Anthony is our Director- GRC Solutions and is based in Chicago. He has over 30 years in the banking, asset management, and securities industry. He has been a governance, risk management, operational risk, regulatory compliance, and trading & sales specialist for JPM Chase, Royal Bank of Scotland, Societe Generale, and Mizuho. He is credited with designing and implementing management frameworks, and has spearheaded multiple large-scale projects to improve controls and supervision, minimize risk exposure, and comply with regulatory requirements. He has assisted his clients and their companies through their GRC planning, implementation, and program monitoring. Anthony is a graduate of DePaul University and holds an MBA in Finance.

Pre-trade risk controls are now risk mitigation imperative for securities trading organization

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